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FINRA Flash News List | Blockchain.News
Flash News List

List of Flash News about FINRA

Time Details
2025-09-25
22:05
SEC and FINRA Reach Out to Crypto Treasury Firms Over Leaks and Unusual Pre-Announcement Trading — WSJ Report

According to @AggrNews, the Wall Street Journal reported that the SEC and FINRA have contacted crypto treasury companies regarding potential information leaks and unusual trading activity before official announcements in the crypto market. Source: WSJ via @AggrNews. For traders, regulator outreach focused on pre-announcement trading raises headline risk around event-driven moves and warrants closer monitoring of order flow before scheduled disclosures. Source: WSJ via @AggrNews.

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2025-09-10
17:02
SEC support for on-chain capital raising and super-app trading platforms claimed by @rovercrc: verification checklist for traders

According to @rovercrc, SEC Chair Paul Atkins said the SEC will support on-chain capital raising without excessive legal barriers and will open the door for super-app trading platform innovation (source: @rovercrc). The post includes no accompanying SEC press release, rule filing, or speech transcript, so the statement is unverified for trading decisions until an official notice appears on sec.gov (source: @rovercrc; source: U.S. SEC). Under current U.S. securities law, on-chain issuance and app-based trading of securities fall under broker-dealer registration, custody, and Regulation ATS requirements, meaning any such initiative would operate through compliant intermediaries rather than outside the regime (source: U.S. SEC; source: FINRA). Traders should monitor the SEC Press Releases, Rulemaking Index, and Speeches pages, and any related FINRA notices, before positioning on this headline to reduce regulatory headline risk (source: U.S. SEC; source: FINRA).

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