Investment Advisers
SEC to Host Virtual Compliance Seminar for Investment Firms in November 2026
The SEC announced a virtual compliance seminar for investment companies and advisers on November 19, 2026, focusing on compliance practices and regulatory updates.
Investment Advisers
US Regulator Crypto Custody Proposal Opposed
The US SEC's proposal to amend its custody rule has faced opposition from the Blockchain Association and Andreessen Horowitz, who have filed letters criticising the rule's impact on investment advisers and its potential to curtail investment in digital assets. The SEC's proposal would apply more stringent rules on investment advisers in the custody of assets, including crypto.