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SFC and HKMA Endorse PBoC’s New Measure on Northbound Swap Connect
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SFC and HKMA Endorse PBoC’s New Measure on Northbound Swap Connect

The SFC and HKMA have expressed support for the PBoC's new measure on Northbound Swap Connect margin collateral arrangement, aimed at enhancing market stability.

SFC to Launch New Online Application System for Investment Products
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SFC to Launch New Online Application System for Investment Products

The Securities and Futures Commission (SFC) will introduce a new online application and submission system for investment products, enhancing efficiency and user experience.

Hong Kong's SFC Alerts Public on Seven Entities Suspected of Virtual Asset Fraud
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Hong Kong's SFC Alerts Public on Seven Entities Suspected of Virtual Asset Fraud

The SFC has issued a public warning about seven entities involved in suspected virtual asset-related fraud, urging caution.

SFC Issues Warnings Against Tokencan, VBIT Exchange, and HKD.com for Fraud and Unlicensed Activities
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SFC Issues Warnings Against Tokencan, VBIT Exchange, and HKD.com for Fraud and Unlicensed Activities

The SFC has issued warnings about Tokencan, VBIT Exchange, and HKD.com Corporation for suspected virtual asset-related fraud and unlicensed activities.

HKMA and SFC Announce Annual Updates to Financial Services Providers List
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HKMA and SFC Announce Annual Updates to Financial Services Providers List

The HKMA and SFC have concluded their annual updates to the Financial Services Providers list under the OTC derivatives regulatory regime.

SFC and HKMA Release Updated List of Financial Service Providers for OTC Derivatives
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SFC and HKMA Release Updated List of Financial Service Providers for OTC Derivatives

The SFC and HKMA have published their annual updates to the list of financial services providers under the OTC derivatives regulatory regime.

SFC Imposes Three-Year and Seven-Month Ban on Wu Chao
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SFC Imposes Three-Year and Seven-Month Ban on Wu Chao

The Securities and Futures Commission (SFC) has banned Wu Chao for three years and seven months due to regulatory violations.

SFC Convicts Individual for Unauthorized Investment Advice on Telegram
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SFC Convicts Individual for Unauthorized Investment Advice on Telegram

The SFC has secured a conviction against an individual for providing paid investment advice on a Telegram chat group without a license.

SFC Suspends Shum Wai Nap for Seven Months Over Private Fund Mismanagement
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SFC Suspends Shum Wai Nap for Seven Months Over Private Fund Mismanagement

The SFC has suspended Shum Wai Nap for seven months due to failures in managing a private fund, highlighting significant regulatory actions.

SFC Celebrates 35 Years, Outlines Future Vision for Hong Kong’s Capital Markets
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SFC Celebrates 35 Years, Outlines Future Vision for Hong Kong’s Capital Markets

The Securities and Futures Commission (SFC) marks its 35th anniversary, detailing strategic plans for Hong Kong's financial future.

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