Search Results for "sfc"
Hong Kong SFC Agrees in Principle to License Fidelity Backed OSL Crypto Firm
Hong Kong’s Securities and Futures Commission (SFC) has agreed in principle to license the cryptocurrency firm OSL Digital Securities.
Enabling Innovation in Asset Management: SFC's Approach
Christina Choi of the SFC spoke at the Bloomberg Buy-Side Forum Hong Kong 2023, emphasizing the importance of balancing innovation with regulation in the asset management industry. She highlighted the SFC's ongoing work on guidelines for tokenization of investment products.
SFC Endorses Public Consultation on ESG Ratings Code of Conduct
The SFC supports the industry-led public consultation on a code of conduct for ESG ratings and data product providers.
SFC Outlines Regulatory Expectations for Virtual Asset Trading Platforms Post-Transition
SFC briefs virtual asset trading platforms on regulatory expectations after the transition period ends.
SFC Commends Progress on Mainland-Hong Kong Mutual Recognition of Funds Enhancement
SFC welcomes advancements in Mainland-Hong Kong Mutual Recognition of Funds enhancements.
SFC Suspends Ha Po Kwan for 12 Months Over Misconduct
The Securities and Futures Commission (SFC) has banned Ha Po Kwan from regulated activities for 12 months due to misconduct.
SFC Celebrates 35 Years, Outlines Future Vision for Hong Kong’s Capital Markets
The Securities and Futures Commission (SFC) marks its 35th anniversary, detailing strategic plans for Hong Kong's financial future.
SFC Suspends Shum Wai Nap for Seven Months Over Private Fund Mismanagement
The SFC has suspended Shum Wai Nap for seven months due to failures in managing a private fund, highlighting significant regulatory actions.
SFC Convicts Individual for Unauthorized Investment Advice on Telegram
The SFC has secured a conviction against an individual for providing paid investment advice on a Telegram chat group without a license.
SFC Imposes Three-Year and Seven-Month Ban on Wu Chao
The Securities and Futures Commission (SFC) has banned Wu Chao for three years and seven months due to regulatory violations.
Hong Kong's SFC Alerts Public on Seven Entities Suspected of Virtual Asset Fraud
The SFC has issued a public warning about seven entities involved in suspected virtual asset-related fraud, urging caution.
First District Court Hears Cases Against 18 Defendants in Social Media Ramp-and-Dump Scandal
The First District Court has initiated hearings for 18 defendants involved in three social media ramp-and-dump cases, according to the SFC.