FINANCIAL MISCONDUCT
Financial Misconduct
SFC Imposes Lifetime Ban on Charles Lam Chung Yiu
The Securities and Futures Commission has issued a lifetime ban on Charles Lam Chung Yiu for misconduct.
Financial Misconduct
SFC Suspends Ha Po Kwan for 12 Months Over Misconduct
The Securities and Futures Commission (SFC) has banned Ha Po Kwan from regulated activities for 12 months due to misconduct.