SFC
Record Sales of Investment Products in Hong Kong Highlighted by SFC-HKMA Survey
The SFC-HKMA joint survey reports a 40% surge in non-exchange-traded investment product sales in Hong Kong in 2024, reflecting robust market participation and investor confidence.
HSBC Fined HK$4.2 Million by SFC for Research Report Disclosure Failures
The Securities and Futures Commission has fined HSBC HK$4.2 million due to failures in disclosure requirements in research reports on Hong Kong-listed securities over an eight-year period.
Hong Kong Authorities Warn Against Speculative Stablecoin Market Movements
The HKMA and SFC caution against speculative market activities related to stablecoins and emphasize the importance of informed investment decisions.
HKMA and SFC Finalize Proposals to Enhance Hong Kong's OTC Derivatives Reporting Regime
The HKMA and SFC have concluded their consultation on enhancements to Hong Kong's OTC derivatives reporting regime, aiming for implementation in September 2025.
SFC Achieves Landmark Settlement for Combest Holdings Shareholders
The SFC has secured a groundbreaking settlement to compensate public shareholders of Combest Holdings Limited, marking a significant regulatory milestone.
SFC Facilitates Distribution of Research Reports for Eligible ETFs under Stock Connect
The SFC announced new arrangements to ease the distribution of research reports for eligible ETFs under the Stock Connect program.
SFC Restricts Kingston Securities to Freeze Client Account Amid Corporate Misconduct Probe
The SFC has issued a restriction notice to Kingston Securities Limited to freeze a client account over suspected corporate misconduct.
SFC Initiates Legal Action Against SoftMedx Healthcare and Former Directors
The SFC has commenced legal proceedings against SoftMedx Healthcare Limited and its former directors for alleged regulatory violations.
SFC Imposes Lifetime Ban on Charles Lam Chung Yiu
The Securities and Futures Commission has issued a lifetime ban on Charles Lam Chung Yiu for misconduct.
SFC Releases Guides on Licensing for Visiting and Returning Professionals
The SFC has issued new guides to inform visiting and returning professionals about pragmatic licensing options in Hong Kong.
Hong Kong SFC Endorses Project Ensemble Sandbox for Tokenisation Development
Hong Kong's SFC has launched Project Ensemble Sandbox, marking a significant step in the region's tokenisation development.
SFC and Exchange Announce Changes to Specialist Tech Companies and de-SPAC Transactions Requirements
The SFC and Exchange have jointly announced modifications to the requirements for specialist technology companies and de-SPAC transactions.
Hong Kong's Market Growth and Regulatory Strides Highlighted in SFC's Quarterly Report
The SFC's latest quarterly report highlights Hong Kong's market growth, strengthened international ties, and regulatory progress.
Hong Kong and Macao Authorities Crack Down on Cross-Boundary Fraud in Listed Company
The SFC, ICAC, and Macao Judiciary Police have launched a joint operation targeting cross-boundary fraud and misconduct in a listed company.
SFC Issues Warning on ICE Global Professional Station for Fraud and Impersonation
The SFC has issued a warning about ICE Global Professional Station, citing impersonation and suspected virtual asset-related fraud.