Search Results for "misconduct"
SFC Suspends Ha Po Kwan for 12 Months Over Misconduct
The Securities and Futures Commission (SFC) has banned Ha Po Kwan from regulated activities for 12 months due to misconduct.
China Forestry Executives Found Guilty of Market Misconduct
The Market Misconduct Tribunal finds China Forestry's former chairman and CEO guilty of false disclosures and insider trading.
SFC Imposes Lifetime Ban on Charles Lam Chung Yiu
The Securities and Futures Commission has issued a lifetime ban on Charles Lam Chung Yiu for misconduct.
SFC Restricts Kingston Securities to Freeze Client Account Amid Corporate Misconduct Probe
The SFC has issued a restriction notice to Kingston Securities Limited to freeze a client account over suspected corporate misconduct.
NFA issues new rule for digital asset commodities
The National Futures Association has issued a new compliance rule to address fraud and misconduct by its over 100 members involved in digital asset commodities. The new rule will take effect on May 31 and applies only to Bitcoin and Ether.
SEC Regrets Missteps in Debt Box Case: A Lesson in Legal Accountability
The SEC's acknowledgement of errors in the Debt Box case highlights the significance of accuracy and candor in legal proceedings, impacting regulatory practices in the cryptocurrency sector.
Telegram to Release Financial Statements to the SEC in Gram Token ICO Case
The United States Securities Exchange Commission (SEC) has asked Telegram to release its financial statements, which includes bank records as the regulator believes will prove the misconduct in the $1.7 billion offering of Gram tokens.
Court Denies XRP Holders’ Request to Take Part in SEC-Ripple Case
The court has denied the motion to intervene filed by XRP investors looking to take part in the Ripple case.
Attorney Batting for XRP Investors to Join SEC Case to Refile Motion to Intervene
The opportunity for XRP holders to join the lawsuit opposing the Securities and Exchange Commission (SEC) and Ripple Labs may not be gone after all.
XRP Holders File Motion to Intervene in Ripple Case as SEC Blamed for Causing "Multi-Billion-Dollar Losses"
On behalf of XRP holders, attorney John E. Deaton has filed a motion to intervene in the lawsuit opposing Ripple Labs and the SEC.
Co-Founder Jihan Wu Resigns from Crypto Mining Giant Bitmain
Jihan Wu, the co-founder of Bitmain, has announced that he is stepping down as the chairman of the company in light of internal power struggles.
NAC Foudation Accuses US SEC of Misleading Court in AML BitCoin Case
The legal battle between The NAC Foundation and the SEC is still far from over, and the Foundation argues that the SEC misled the court in its ongoing case against AML Bitcoin.